THE COMPANY

CORPORATE GROUP STRUCTURE

BOARD OF DIRECTORS

Dr. Virabongsa Ramangkura
Chairman and Independent Director

Mr. Vorasit Pokachaiyapat
Managing Director

Mr. Eugene S. Davis
Executive Director

Mr. Varah Sucharitakul
Executive Director

Mr. Vitthya Vejjajiva
Independent Director and Chairman of the Audit Committee

Mr. Akarat Na Ranong
Independent Director and Member of the Audit Committee

Mr. Nuttawut Phowborom
Independent Director and Member of the Audit Committee

EXECUTIVE COMMITTEE

Mr. Vorasit Pokachaiyapat
Managing Director

Mr. Eugene S. Davis
Executive Director

Mr. Varah Sucharitakul
Executive Director

AUDIT COMMITTEE

Mr. Vitthya Vejjajiva
Independent Director and Chairman of the Audit Committee

Mr. Akarat Na Ranong
Independent Director and Member of the Audit Committee

Mr. Nuttawut Phowborom
Independent Director and Member of the Audit Committee

MANAGEMENT TEAM OF FINANSA GROUP

Mr. Vorasit Pokachaiyapat
Managing Director

Mr. Eugene S. Davis
Executive Director

Mr. Varah Sucharitakul
Executive Director

Mr. James Marshall
Chief Investment Officer

Ms. Siripan Leewanun
Head of Accounting

Ms. Snitha Asawachinda
Managing Director
Finansa Securities Ltd.

Ms. Wipa Nilsophon
Assistant MD /
Head of Compliance

MAJOR SHAREHOLDERS

Rank Major Shareholders Number of Shares %Shares
1. Mr. Kobkhun Tienprecha 31,000,000 12.55
2. Mr. Vorasit Pokachaiyapat 20,980,000 8.49
3. UBS AG SINGAPORE BRANCH 16,548,210 6.7
4. MORGAN STANLEY & CO. INTERNATIONAL PLC 13,776,855 5.58
5. M.L. Suddhiman Pokachaiyapat 10,500,000 4.25
6. Miss Yarsinee Apithanothai 8,527,200 3.45
7. Mrs. Monravee Davis 6,210,000 2.51
8. Mrs. Prakaykum Baikaew 6,192,000 2.51
9. Mr. Anurak Boonsawang 5,289,900 2.14
10. DEUTSCHE BANK AG SINGAPORE - PWM 4,371,480 1.77

CORPORATE GOVERNANCE

The Company and the Board of Directors emphasize the importance of practicing good corporate governance as stipulated by the Office of the Securities and Exchange Commission and the Stock Exchange of Thailand. Compliance with good corporate governance principles is reviewed annually. The Board also reviews the Company’s corporate governance policy and report of compliance at least once a year.

INTERNAL CONTROL AND RISK MANAGEMENT

The Code of Conduct is intended to provide guidance for the conduct and supervision of employees of Finansa PCL and its subsidiaries (the Group).
The issues addressed and policies described here are primarily of a compliance, supervisory or regulatory nature. The Code of Conduct is neither a summary of, nor a substitute for, the laws and regulations governing the activities of the Group.

ANTI-CORRUPTION POLICY

In support of the government-backed Collective Action Against Corruption, Finansa has initiated an internal policy designed to raise awareness of corruption within its organization and contribute to creating a clean business ecosystem in Thailand.